SEBI Compliance & Listing Regulation Services in Ahmedabad, Gujarat
For companies listed on BSE, NSE, BSE SME, or NSE Emerge, compliance with SEBI Regulations is non-negotiable. The regulatory framework encompasses SEBI (LODR) Regulations 2015, SEBI (PIT) Regulations 2015, SEBI (SAST) Regulations 2011, and numerous circulars that are frequently updated.
MR Bhatia & Co provides ongoing SEBI compliance support for listed companies, ensuring every filing is timely, every disclosure is accurate, and every governance requirement is met. Our services are particularly relevant for companies that have recently listed through SME IPO and are navigating the compliance landscape for the first time.
MR Bhatia & Co provides ongoing SEBI compliance support for listed companies, ensuring every filing is timely, every disclosure is accurate, and every governance requirement is met. Our services are particularly relevant for companies that have recently listed through SME IPO and are navigating the compliance landscape for the first time.
Our SEBI Compliance Services
- SEBI (LODR) Regulations 2015: Complete ongoing compliance — financial result filings, shareholding patterns, corporate governance reports, annual reports, board meeting intimations, material event disclosures
- SEBI (PIT) Regulations 2015: Insider trading compliance framework, structured digital database, trading window management, code of conduct for designated persons
- SEBI (SAST) Regulations 2011: Takeover code compliance, open offer advisory, disclosure of shareholding and voting rights
- SEBI (ICDR) Regulations 2018: IPO/FPO/Rights Issue/Bonus Issue compliance, preferential allotment under Chapter V
- Stock Exchange Filings: Timely filing of all disclosures, outcomes, and announcements with BSE/NSE
- Compliance Officer Support: Acting as or supporting the Compliance Officer for listed entities
- Secretarial Compliance Report: Annual filing of secretarial compliance report with stock exchanges in prescribed format
- Related Party Transaction Framework: RPT policy, audit committee approvals, shareholder approvals for material RPTs
Frequently Asked Questions
A: Yes. SME listed companies have some relaxations compared to mainboard companies — for example, semi-annual financial reporting instead of quarterly, and simplified governance disclosures. However, key requirements like insider trading compliance, shareholding pattern disclosure, and material event disclosure apply equally to both.
Get Started with Expert Support Today
Ensure your listed company stays fully SEBI-compliant. Contact MR Bhatia & Co for comprehensive listing compliance support.